A History of China, Wolfram Eberhard [ebook offline txt] 📗

country, and in the soggy plains of the Yangtze region, cut up by hundreds of water-courses and canals, they suffered from climatic and natural conditions to which they were unaccustomed. Their main strength was still in cavalry; and they came to grief. The supplies and reinforcements for the vast army failed to arrive in time; units did not reach the appointed places at the appointed dates. The southern troops under the supreme command of Hsieh Hsüan, far inferior in numbers and militarily of no great efficiency, made surprise attacks on isolated units before these were in regular formation. Some they defeated, others they bribed; they spread false reports. Fu Chien's army was seized with widespread panic, so that he was compelled to retreat in haste. As he did so it became evident that his empire had no inner stability: in a very short time it fell into fragments. The south Chinese had played no direct part in this, for in spite of their victory they were not strong enough to advance far to the north.

3 The fragmentation of north China

The first to fall away from the Tibetan ruler was a noble of the Mu-jung, a member of the ruling family of the "Earlier Yen dynasty", who withdrew during the actual fighting to pursue a policy of his own. With the vestiges of the Hsien-pi who followed him, mostly cavalry, he fought his way northward into the old homeland of the Hsien-pi and there, in central Hopei, founded the "Later Yen dynasty" (384-409), himself reigning for twelve years. In the remaining thirteen years of the existence of that dynasty there were no fewer than five rulers, the last of them a member of another family. The history of this Hsien-pi dynasty, as of its predecessor, is an unedifying succession of intrigues; no serious effort was made to build up a true state.

In the same year 384 there was founded, under several other Mu-jung princes of the ruling family of the "Earlier Yen dynasty", the "Western Yen dynasty" (384-394). Its nucleus was nothing more than a detachment of troops of the Hsien-pi which had been thrown by Fu Chien into the west of his empire, in Shensi, in the neighbourhood of the old capital Ch'ang-an. There its commanders, on learning the news of Fu Chien's collapse, declared their independence. In western China, however, far removed from all liaison with the main body of the Hsien-pi, they were unable to establish themselves, and when they tried to fight their way to the north-east they were dispersed, so that they failed entirely to form an actual state.

There was a third attempt in 384 to form a state in north China. A Tibetan who had joined Fu Chien with his followers declared himself independent when Fu Chien came back, a beaten man, to Shensi. He caused Fu Chien and almost the whole of his family to be assassinated, occupied the capital, Ch'ang-an, and actually entered into the heritage of Fu Chien. This Tibetan dynasty is known as the "Later Ch'in dynasty" (384-417). It was certainly the strongest of those founded in 384, but it still failed to dominate any considerable part of China and remained of local importance, mainly confined to the present province of Shensi. Fu Chien's empire nominally had three further rulers, but they did not exert the slightest influence on events.

With the collapse of the state founded by Fu Chien, the tribes of Hsien-pi who had left their homeland in the third century and migrated to the Ordos region proceeded to form their own state: a man of the Hsien-pi tribe of the Ch'i-fu founded the so-called "Western Ch'in dynasty" (385-431). Like the other Hsien-pi states, this one was of weak construction, resting on the military strength of a few tribes and failing to attain a really secure basis. Its territory lay in the east of the present province of Kansu, and so controlled the eastern end of the western Asian caravan route, which might have been a source of wealth if the Ch'i-fu had succeeded in attracting commerce by discreet treatment and in imposing taxation on it. Instead of this, the bulk of the long-distance traffic passed through the Ordos region, a little farther north, avoiding the Ch'i-fu state, which seemed to the merchants to be too insecure. The Ch'i-fu depended mainly on cattle-breeding in the remote mountain country in the south of their territory, a region that gave them relative security from attack; on the other hand, this made them unable to exercise any influence on the course of political events in western China.

Mention must be made of one more state that rose from the ruins of Fu Chien's empire. It lay in the far west of China, in the western part of the present province of Kansu, and was really a continuation of the Chinese "Earlier Liang" realm, which had been annexed ten years earlier (376) by Fu Chien. A year before his great march to the south, Fu Chien had sent the Tibetan Lü Kuang into the "Earlier Liang" region in order to gain influence over Turkestan. As mentioned previously, after the great Hun rulers Fu Chien was the first to make a deliberate attempt to secure cultural and political overlordship over the whole of China. Although himself a Tibetan, he never succumbed to the temptation of pursuing a "Tibetan" policy; like an entirely legitimate ruler of China, he was concerned to prevent the northern peoples along the frontier from uniting with the Tibetan peoples of the west for political ends. The possession of Turkestan would avert that danger, which had shown signs of becoming imminent of late: some tribes of the Hsien-pi had migrated as far as the high mountains of Tibet and had imposed themselves as a ruling class on the still very primitive Tibetans living there. From this symbiosis there began to be formed a new people, the so-called T'u-yü-hun, a hybridization of Mongol and Tibetan stock with a slight Turkish admixture. Lü Kuang had considerable success in Turkestan; he had brought considerable portions of eastern Turkestan under Fu Chien's sovereignty and administered those regions almost independently. When the news came of Fu Chien's end, he declared himself an independent ruler, of the "Later Liang" dynasty (386-403). Strictly speaking, this was simply a trading State, like the city-states of Turkestan: its basis was the transit traffic that brought it prosperity. For commerce brought good profit to the small states that lay right across the caravan route, whereas it was of doubtful benefit, as we know, to agrarian China as a whole, because the luxury goods which it supplied to the court were paid for out of the production of the general population.

This "Later Liang" realm was inhabited not only by a few Tibetans and many Chinese, but also by Hsien-pi and Huns. These heterogeneous elements with their divergent cultures failed in the long run to hold together in this long but extremely narrow strip of territory, which was almost incapable of military defence. As early as 397 a group of Huns in the central section of the country made themselves independent, assuming the name of the "Northern Liang" (397-439). These Huns quickly conquered other parts of the "Later Liang" realm, which then fell entirely to pieces. Chinese again founded a state, "West Liang" (400-421) in western Kansu, and the Hsien-pi founded "South Liang" (379-414) in eastern Kansu. Thus the "Later Liang" fell into three parts, more or less differing ethnically, though they could not be described as ethnically unadulterated states.

4 Sociological analysis of the two great alien empires

The two great empires of north China at the time of its division had been founded by non-Chinese—the first by the Hun Liu Yüan, the second by the Tibetan Fu Chien. Both rulers went to work on the same principle of trying to build up truly "Chinese" empires, but the traditions of Huns and Tibetans differed, and the two experiments turned out differently. Both failed, but not for the same reasons and not with the same results. The Hun Liu Yüan was the ruler of a league of feudal tribes, which was expected to take its place as an upper class above the unchanged Chinese agricultural population with its system of officials and gentry. But Liu Yüan's successors were national reactionaries who stood for the maintenance of the nomad life against that new plan of transition to a feudal class of urban nobles ruling an agrarian population. Liu Yüan's more far-seeing policy was abandoned, with the result that the Huns were no longer in a position to rule an immense agrarian territory, and the empire soon disintegrated. For the various Hun tribes this failure meant falling back into political insignificance, but they were able to maintain their national character and existence.

Fu Chien, as a Tibetan, was a militarist and soldier, in accordance with the past of the Tibetans. Under him were grouped Tibetans without tribal chieftains; the great mass of Chinese; and dispersed remnants of tribes of Huns, Hsien-pi, and others. His organization was militaristic and, outside the military sphere, a militaristic bureaucracy. The Chinese gentry, so far as they still existed, preferred to work with him rather than with the feudalist Huns. These gentry probably supported Fu Chien's southern campaign, for, in consequence of the wide ramifications of their families, it was to their interest that China should form a single economic unit. They were, of course, equally ready to work with another group, one of southern Chinese, to attain the same end by other means, if those means should prove more advantageous: thus the gentry were not a reliable asset, but were always ready to break faith. Among other things, Fu Chien's southern campaign was wrecked by that faithlessness. When an essentially military state suffers military defeat, it can only go to pieces. This explains the disintegration of that great empire within a single year into so many diminutive states, as already described.

5 Sociological analysis of the petty States

The states that took the place of Fu Chien's empire, those many diminutive states (the Chinese speak of the period of the Sixteen Kingdoms), may be divided from the economic point of view into two groups—trading states and warrior states; sociologically they also fall into two groups, tribal states and military states.

The small states in the west, in Kansu (the Later Liang and the Western, Northern, and Southern Liang), were trading states: they lived on the earnings of transit trade with Turkestan. The eastern states were warrior states, in which an army commander ruled by means of an armed group of non-Chinese and exploited an agricultural population. It is only logical that such states should be short-lived, as in fact they all were.

Sociologically regarded, during this period only the Southern and Northern Liang were still tribal states. In addition to these came the young Toba realm, which began in 385 but of which mention has not yet been made. The basis of that state was the tribe, not the family or the individual; after its political disintegration the separate tribes remained in existence. The other states of the east, however, were military states, made up of individuals with no tribal allegiance but subject to a military commandant. But where there is no tribal association, after the political downfall of a state founded by ethnical groups, those groups sooner or later disappear as such. We see this in the years immediately following Fu Chien's collapse: the Tibetan ethnical group to which he himself belonged disappeared entirely from the historical scene. The two Tibetan groups that outlasted him, also forming military states and not tribal states, similarly came to an end shortly afterwards for all time. The Hsien-pi groups in the various fragments of the empire, with the exception of the petty states in Kansu, also continued, only as tribal fragments led by a few old ruling families. They, too, after brief and undistinguished military rule, came to an end; they disappeared so completely that thereafter we no longer find the term Hsien-pi in history. Not that they had been exterminated. When the social structure and its corresponding economic form fall to pieces, there remain only two alternatives for its individuals. Either they must go over to a new form, which in China could only mean that they became Chinese; many Hsien-pi in this way became Chinese in the decades following 384. Or, they could retain their old way of living in association with another stock of similar formation; this, too, happened in many cases. Both these courses, however, meant the end of the Hsien-pi as an independent ethnical unit. We must keep this process and its reasons in view if we are to understand how a great people can disappear once and for all.

The Huns, too, so powerful in the past, were suddenly scarcely to be found any longer. Among the many petty states there were many Hsien-pi kingdoms, but only a single, quite small Hun state, that of the Northern Liang. The