A History of China, Wolfram Eberhard [ebook offline txt] 📗

taken from the peasants and no longer paid taxes to the state. The peasants, however, had to make payments to the temples. Some 200,000 ch'ing with some 450,000 peasant families were turned into military settlements; that is to say, these peasants had to work for the needs of the army. Their taxes went not to the state but to the army. Moreover, in the event of war they had to render service to the army. In addition to this, all higher officials received official properties, the yield of which represented part payment of their salaries. Then, Mongol nobles and dignitaries received considerable grants of land, which was taken away from the free peasants; the peasants had then to work their farms as tenants and to pay dues to their landlords, no longer to the state. Finally, especially in North China, many peasants were entirely dispossessed, and their land was turned into pasturage for the Mongols' horses; the peasants themselves were put to forced labour. On top of this came the exploitation of the peasants by the great landowners of the past. All this meant an enormous diminution in the number of free peasants and thus of taxpayers. As the state was involved in more expenditure than in the past owing to the large number of Mongols who were its virtual pensioners, the taxes had to be continually increased. Meanwhile the many peasants working as tenants of the great landlords, the temples, and the Mongol nobles were entirely at their mercy. In this period, a second migration of farmers into the southern provinces, mainly Fukien and Kwangtung, took place; it had its main source in the lower Yangtze valley. A few gentry families whose relatives had accompanied the Sung emperor on their flight to the south, also settled with their followers in the Canton basin.

The many merchants from abroad, especially those belonging to the peoples allied to the Mongols, also had in every respect a privileged position in China. They were free of taxation, free to travel all over the country, and received privileged treatment in the use of means of transport. They were thus able to accumulate great wealth, most of which went out of China to their own country. This produced a general impoverishment of China. Chinese merchants fell more and more into dependence on the foreign merchants; the only field of action really remaining to them was the local trade within China and the trade with Indo-China, where the Chinese had the advantage of knowing the language.

The impoverishment of China began with the flow abroad of her metallic currency. To make up for this loss, the government was compelled to issue great quantities of paper money, which very quickly depreciated, because after a few years the government would no longer accept the money at its face value, so that the population could place no faith in it. The depreciation further impoverished the people.

Thus we have in the Mongol epoch in China the imposing picture of a commerce made possible with every country from Europe to the Pacific; this, however, led to the impoverishment of China. We also see the rising of mighty temples and monumental buildings, but this again only contributed to the denudation of the country. The Mongol epoch was thus one of continual and rapid impoverishment in China, simultaneously with a great display of magnificence. The enthusiastic descriptions of the Mongol empire in China offered by travellers from the Near East or from Europe, such as Marco Polo, give an entirely false picture: as foreigners they had a privileged position, living in the cities and seeing nothing of the situation of the general population.

5 Popular risings: National rising

It took time for the effects of all these factors to become evident. The first popular rising came in 1325. Statistics of 1329 show that there were then some 7,600,000 persons in the empire who were starving; as this was only the figure of the officially admitted sufferers, the figure may have been higher. In any case, seven-and-a-half millions were a substantial percentage of the total population, estimated at 45,000,000. The risings that now came incessantly were led by men of the lower orders—a cloth-seller, a fisherman, a peasant, a salt smuggler, the son of a soldier serving a sentence, an office messenger, and so on. They never attacked the Mongols as aliens, but always the rich in general, whether Chinese or foreign. Wherever they came, they killed all the rich and distributed their money and possessions.

As already mentioned, the Mongol garrisons were unable to cope with these risings. But how was it that the Mongol rule did not collapse until some forty years later? The Mongols parried the risings by raising loans from the rich and using the money to recruit volunteers to fight the rebels. The state revenues would not have sufficed for these payments, and the item was not one that could be included in the military budget. What was of much more importance was that the gentry themselves recruited volunteers and fought the rebels on their own account, without the authority or the support of the government. Thus it was the Chinese gentry, in their fear of being killed by the insurgents, who fought them and so bolstered up the Mongol rule.

In 1351 the dykes along the Yellow River burst. The dykes had to be reconstructed and further measures of conservancy undertaken. To this end the government impressed 170,000 men. Following this action, great new revolts broke out. Everywhere in Honan, Kiangsu, and Shantung, the regions from which the labourers were summoned, revolutionary groups were formed, some of them amounting to 100,000 men. Some groups had a religious tinge; others declared their intention to restore the emperors of the Sung dynasty. Before long great parts of central China were wrested from the hands of the government. The government recognized the menace to its existence, but resorted to contradictory measures. In 1352 southern Chinese were permitted to take over certain official positions. In this way it was hoped to gain the full support of the gentry, who had a certain interest in combating the rebel movements. On the other hand, the government tightened up its nationality laws. All the old segregation laws were brought back into force, with the result that in a few years the aim of the rebels became no longer merely the expulsion of the rich but also the expulsion of the Mongols: a social movement thus became a national one. A second element contributed to the change in the character of the popular rising. The rebels captured many towns. Some of these towns refused to fight and negotiated terms of submission. In these cases the rebels did not murder the whole of the gentry, but took some of them into their service. The gentry did not agree to this out of sympathy with the rebels, but simply in order to save their own lives. Once they had taken the step, however, they could not go back; they had no alternative but to remain on the side of the rebels.

In 1352 Kuo Tz[)u]-hsing rose in southern Honan. Kuo was the son of a wandering soothsayer and a blind beggar-woman. He had success; his group gained control of a considerable region round his home. There was no longer any serious resistance from the Mongols, for at this time the whole of eastern China was in full revolt. In 1353 Kuo was joined by a man named Chu Yüan-chang, the son of a small peasant, probably a tenant farmer. Chu's parents and all his relatives had died from a plague, leaving him destitute. He had first entered a monastery and become a monk. This was a favourite resource—and has been almost to the present day—for poor sons of peasants who were threatened with starvation. As a monk he had gone about begging, until in 1353 he returned to his home and collected a group, mostly men from his own village, sons of peasants and young fellows who had already been peasant leaders. Monks were often peasant leaders. They were trusted because they promised divine aid, and because they were usually rather better educated than the rest of the peasants. Chu at first also had contacts with a secret society, a branch of the White Lotus Society which several times in the course of Chinese history has been the nucleus of rebellious movements. Chu took his small group which identified itself by a red turban and a red banner to Kuo, who received him gladly, entered into alliance with him, and in sign of friendship gave him his daughter in marriage. In 1355 Kuo died, and Chu took over his army, now many thousands strong. In his campaigns against towns in eastern China, Chu succeeded in winning over some capable members of the gentry. One was the chairman of a committee that yielded a town to Chu; another was a scholar whose family had always been opposed to the Mongols, and who had himself suffered injustice several times in his official career, so that he was glad to join Chu out of hatred of the Mongols.

These men gained great influence over Chu, and persuaded him to give up attacking rich individuals, and instead to establish an assured control over large parts of the country. He would then, they pointed out, be permanently enriched, while otherwise he would only be in funds at the moment of the plundering of a town. They set before him strategic plans with that aim. Through their counsel Chu changed from the leader of a popular rising into a fighter against the dynasty. Of all the peasant leaders he was now the only one pursuing a definite aim. He marched first against Nanking, the great city of central China, and captured it with ease. He then crossed the Yangtze, and conquered the rich provinces of the south-east. He was a rebel who no longer slaughtered the rich or plundered the towns, and the whole of the gentry with all their followers came over to him en masse. The armies of volunteers went over to Chu, and the whole edifice of the dynasty collapsed.

The years 1355-1368 were full of small battles. After his conquest of the whole of the south, Chu went north. In 1368 his generals captured Peking almost without a blow. The Mongol ruler fled on horseback with his immediate entourage into the north of China, and soon after into Mongolia. The Mongol dynasty had been brought down, almost without resistance. The Mongols in the isolated garrisons marched northward wherever they could. A few surrendered to the Chinese and were used in southern China as professional soldiers, though they were always regarded with suspicion. The only serious resistance offered came from the regions in which other Chinese popular leaders had established themselves, especially the remote provinces in the west and south-west, which had a different social structure and had been relatively little affected by the Mongol regime.

Thus the collapse of the Mongols came for the following reasons: (1) They had not succeeded in maintaining their armed strength or that of their allies during the period of peace that followed Kublai's conquest. The Mongol soldiers had become effeminate through their life of idleness in the towns. (2) The attempt to rule the empire through Mongols or other aliens, and to exclude the Chinese gentry entirely from the administration, failed through insufficient knowledge of the sources of revenue and through the abuses due to the favoured treatment of aliens. The whole country, and especially the peasantry, was completely impoverished and so driven into revolt. (3) There was also a psychological reason. In the middle of the fourteenth century it was obvious to the Mongols that their hold over China was growing more and more precarious, and that there was little to be got out of the impoverished country: they seem in consequence to have lost interest in the troublesome task of maintaining their rule, preferring, in so far as they had not already entirely degenerated, to return to their old home in the north. It is important to bear in mind these reasons for the collapse of the Mongols, so that we may compare them later with the reasons for the collapse of the Manchus.

No mention need be made here of the names of the Mongol rulers in China after Kublai. After his death in 1294, grandsons and great-grandsons of his followed each other in rapid succession on the throne; not one of them was of any personal significance. They had no influence on the government of China. Their life was spent in intriguing against one another. There were seven Mongol emperors after Kublai.

6 Cultural

During the Mongol epoch a large number of the Chinese scholars withdrew from official life. They lived in retirement among their friends, and devoted themselves mainly to the pursuit of the art of poetry, which had been elaborated in the Later Sung epoch, without themselves arriving at any important